Corporate Profile

Stephen A. Kohn & Associates, Ltd. is a Full-Service, Personal Investment Banking Firm with headquarters in Lakewood, Colorado. The Firm clears its transactions, fully disclosed, through National Financial Services, LLC, a division of Fidelity Investments, a New York Stock Exchange Member Firm. In addition, the Firm is a Registered Investment Advisor (RIA). Stephen A. Kohn & Associates, Ltd. is a member of the Financial Industry Regulatory Authority (FINRA), the Securities Investor Protection Corporation (SIPC) and the Municipal Securities Rulemaking Board (MSRB).

Kohn & Associatesí Services include, but are not limited to, Corporate Finance, Strategic Planning, Personal Financial Planning, Account Management and Investment Services including Equity, Debt, Investment Companies, Direct Participation Programs and Variable Insurance Products.

Stephen A. Kohn & Associates, Ltd. is a small, private Investment Banker whose Corporate Philosophy is that by helping people get what they want, we as a Firm can get what we want - a happy client, fair compensation and peace of mind. We extend that philosophy to our relationship with our registered representatives - a happy representative, adhering to the basic tenets of compliance, producing above average compensation. The Firm's attitude towards its representatives is one of professional freedom, but always keeping in mind that an investment or service must be suitable and meet the client's investment objectives. Stephen A. Kohn & Associates, Ltd. is dedicated to building long term relationships with its representatives and clients through the association of professional, highly qualified, ethical registered representatives.

Stephen A. Kohn & Associates, Ltd.
7114 W. Jefferson Ave., Ste. 305, Lakewood, CO 80235
303-984-2558 * 888-984-2558 * FAX 303-536-5080