Stephen A. Kohn & Associates, Ltd. is a Full-Service, Personal Investment Banking Firm with headquarters in Lakewood, Colorado. The Firm clears its transactions, fully disclosed, through National Financial Services, LLC, a division of Fidelity Investments, a New York Stock Exchange Member Firm. In addition, the Firm is a Registered Investment Advisor (RIA). Stephen A. Kohn & Associates, Ltd. is a member of the Financial Industry Regulatory Authority (FINRA), the Securities Investor Protection Corporation (SIPC) and the Municipal Securities Rulemaking Board (MSRB).
Kohn & Associatesí Services include, but are not limited to, Corporate Finance, Strategic Planning, Personal Financial Planning, Account Management and Investment Services including Equity, Debt, Investment Companies, Direct Participation Programs and Variable Insurance Products.
Kohn & Associates, Ltd. is a small, private
Investment Banker whose Corporate Philosophy is that by
helping people get what they want, we as a Firm can get
what we want - a happy client, fair compensation and
peace of mind. We extend that philosophy to our
relationship with our registered representatives - a
happy representative, adhering to the basic tenets of
compliance, producing above average compensation. The
Firm's attitude towards its representatives is one of
professional freedom, but always keeping in mind that an
investment or service must be suitable and meet the
client's investment objectives. Stephen A. Kohn &
Associates, Ltd. is dedicated to building long term
relationships with its representatives and clients
through the association of professional, highly
qualified, ethical registered representatives.